Entry Topical Term

Number of records used in: 1

001 - CONTROL NUMBER

• control field: 5055

003 - CONTROL NUMBER IDENTIFIER

• control field: OSt

005 - DATE AND TIME OF LATEST TRANSACTION

• control field: 20250910094919.0

008 - FIXED-LENGTH DATA ELEMENTS

• fixed length control field: 250910|| aca||aabn | a|a d

040 ## - CATALOGING SOURCE

• Original cataloging agency: OSt
• Transcribing agency: OSt

150 ## - HEADING--TOPICAL TERM

• Form subdivision: Securities fraud, Investment fraud, Financial misconduct, Fraud detection, Fraud prevention, Financial regulation, Financial markets, Ponzi schemes, Insider trading, Market manipulation, Financial crimes, Corporate governance, Risk management, Compliance, Fraud red flags

670 ## - SOURCE DATA FOUND

• Source citation: Work cat.: (OSt)7185: Straney, Louis L. 4808, Securities fraud, 2011